Note: The job is a remote job and is open to candidates in USA. Yoh, A Day & Zimmermann Company is seeking a Lead Compliance Systems/Data Analyst to support compliance monitoring and data readiness across investment management platforms. The role focuses on ensuring accurate and timely data to support compliance rules and regulatory requirements, collaborating closely with various teams to enhance operational initiatives.
Responsibilities
- Partner with compliance teams to identify data requirements supporting investment guideline monitoring and regulatory oversight
- Analyze and validate data used within compliance and investment management platforms
- Ensure accurate data flows across security master, reference data, order management, and compliance systems
- Investigate and resolve data quality issues impacting compliance monitoring
- Support implementation and enhancement of compliance-related workflows and controls
- Assist with requirements gathering, documentation, testing, and process improvement initiatives
- Coordinate with business and technology stakeholders to ensure data availability and integrity
- Produce reporting and analysis supporting compliance operations and audits
Skills
- 5+ years of experience within investment management, asset management, compliance operations, or financial services
- SQL, data analysis, and data governance experience
- Strong understanding of investment data and operational workflows
- Experience supporting compliance programs and regulatory reporting requirements
- Excellent analytical and problem-solving skills
- Strong communication and stakeholder management capabilities
- Charles River, Aladdin, Sentinel, or similar compliance monitoring platforms
- Security master, reference data, and order management systems
- Experience supporting enterprise data integration initiatives
Benefits
- Medical, Prescription, Dental & Vision Benefits (for employees working 20+ hours per week)
- Health Savings Account (HSA) (for employees working 20+ hours per week)
- Life & Disability Insurance (for employees working 20+ hours per week)
- MetLife Voluntary Benefits
- Employee Assistance Program (EAP)
- 401K Retirement Savings Plan
- Direct Deposit & weekly epayroll
- Referral Bonus Programs
- Certification and training opportunities
Company Overview
Company H1B Sponsorship